Alphastar Capital Management
Firm details
- Headquarters
- Cornelius, North Carolina
- CRD number
- 157423
- Registered since
- May 18, 2011
- Website
- www.alphastarcm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals57.84%
- HNWI31.67%
- Other Investment Advisers8.04%
- Pension & Profit Sharing Plans1.94%
- Corporations / Businesses0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Alphastar Capital Management is an SEC-registered limited liability company that has operated since 2011 as a non-independent retail registered investment adviser. The firm serves individual and family clients as well as institutional relationships and describes itself as a capital allocator that both advises directly and selects third‑party managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection and client education through seminars and workshops. The firm charges a mix of percentage‑of‑AUM fees alongside hourly and fixed fees. Alphastar notes affiliations with broker‑dealer and insurance company channels and does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities24%
- Investment Grade Corp Bonds8%
- Cash & Cash Equivalents4%
Owners & executives
3 of 14
Jeffrey Headrick
CEO & FounderCRD 4516694
Reid Mathews
Chief Operating OfficerCRD 6895149
Crystal Langdon
CEO & CFOCRD 3113209
Contacts
3 of 142
Shaun Tarzy
Managing Partner & Co-FounderCRD 5694211
Boyd Barnhardt
Senior Investment StrategistCRD 5749201
Friend Williams
Investment Adviser RepresentativeCRD 5784577
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 411Active vs passive
$4.7B in ETFs
79%
$3.7B
7%
$997M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $163M | 1,854,270 | 3.45% |
Location
Cornelius, NC
Mecklenburg
Location
Cornelius, NC
Headquartered in Cornelius, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 19520 W Catawba Ave
- Time zone
- ET (UTC-5)
- Office locations
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