Alphastar Capital Management
Firm details
- Headquarters
- Cornelius, North Carolina
- CRD number
- 157423
- Registered since
- May 18, 2011
- Website
- www.alphastarcm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals57.84%
- HNWI31.67%
- Other Investment Advisers8.04%
- Pension & Profit Sharing Plans1.94%
- Corporations / Businesses0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Alphastar Capital Management is a limited liability company operating as a non-independent retail registered investment adviser. The firm is registered with the SEC (registration year 2011) and identifies as a capital allocator serving both individuals and families as well as institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting support, manager selection, and educational seminars and workshops. Alphastar charges a mix of fees — percentage of assets under management, hourly charges, and fixed fees — and maintains industry affiliations with a broker-dealer and an insurance company, reflecting its non-independent distribution posture and product relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities24%
- Investment Grade Corp Bonds8%
- Cash & Cash Equivalents4%
Owners & executives
3 of 13
Jeffrey Headrick
CEO & FounderCRD 4516694
Reid Mathews
Chief Operating OfficerCRD 6895149
Daniel Lantz
Chief Compliance OfficerCRD 6245675
Contacts
3 of 152
Shaun Tarzy
Managing Partner & Co-FounderCRD 5694211
Boyd Barnhardt
Senior Investment StrategistCRD 5749201
Friend Williams
Investment Adviser RepresentativeCRD 5784577
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 207Active vs passive
$2.5B in ETFs
78%
$2B
7%
$544M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $178M | 1,986,925 | 7.11% |
Location
Cornelius, NC
Mecklenburg
Location
Cornelius, NC
Headquartered in Cornelius, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 19520 W Catawba Ave
- Time zone
- ET (UTC-5)
- Office locations
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