Alpha Solutions Investment Advisors

RIASEC RegisteredEst. 2022
Total AUM
$466M
Discretionary
$466M
100% of AUM
Avg account
$621K
Accounts
751
Employees
6
Advisory reps
4

Firm details

Headquarters
San Francisco, California
CRD number
156541
Registered since
April 29, 2022
Fee structure
Percentage of AUM
Client types
  • HNWI83.88%
  • Individuals7.67%
  • Corporations / Businesses6.13%
  • Pension & Profit Sharing Plans0.88%
  • Other0.77%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Alpha Solutions Investment Advisors is an independent, SEC‑registered registered investment adviser organized as an LLC and owner-operated. The firm charges fees based on a percentage of assets under management and serves both individual/family and institutional clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals, small businesses and pooled investment vehicles. Alpha Solutions does not identify as an ESG investor, does not operate multi‑state as an adviser, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, US Government Bonds 6%, Public Funds/Mutual Funds 2%, Cash & Cash Equivalents 2%90%
  • Exchange Traded Equities90%
  • US Government Bonds6%
  • Public Funds/Mutual Funds2%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Anthony Sam

    Anthony Sam

    Chief Executive OfficerCRD 5891496

Contacts

3 of 3
  • Nathalie Lai

    Nathalie Lai

    Portfolio ManagerCRD 8040034

  • Robert Moses

    Robert Moses

    Director of ResearchCRD 1870775

  • Jordan Sam

    Jordan Sam

    Portfolio ManagerCRD 8090096

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Mateo

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
400 Oyster Point Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth