ALPHA PRIME CAPITAL, LLC
Firm details
- Headquarters
- ,
- CRD number
- 296940
- Website
- www.alphaprimecapital.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI63.15%
- Corporations / Businesses22.23%
- Insurance Companies14.62%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Alpha Prime Capital, LLC is a small, equity-focused registered investment adviser that manages portfolios for individuals, families and select institutional or business clients. The firm charges both a percentage-of-assets fee and can use performance-based fee arrangements, signaling it works with clients who may accept incentive-linked structures. Alpha Prime concentrates on liquid, traded securities rather than private or illiquid strategies; its stated advisory activity centers on portfolio management for individuals and small businesses. The firm is not an active ESG investor and is not structured as a multi-state or pension consultant adviser. Alpha Prime’s allocation preferences lean heavily toward exchange-traded equities and ETFs, using a straightforward, market-facing approach rather than a multi-manager alternative program. Custody and execution appear centralized through Interactive Brokers, which supports the firm’s emphasis on traded instruments and discretionary trading.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Derivatives15%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1William Smythe
Founder and Chief Investment OfficerCRD 6943752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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