Alpha Mode Capital LLC

Overview

Alpha Mode Capital LLC is a small, equity-focused registered investment adviser organized as a limited liability company and owned by an individual. The firm’s stated activity centers on discretionary portfolio management for both private individuals and small businesses, as well as for business and institutional clients. Its investment approach favors exchange-traded equities and liquid equity instruments, and the firm charges clients on a percentage-of-assets-under-management basis. Alpha Mode Capital does not identify as an active ESG investor and does not report multi-state adviser status. The emphasis on exchange-traded equities signals a preference for transparent, easily traded positions — suited to taxable high‑net‑worth accounts and institutional mandates that require liquidity and timely execution. That trading orientation, together with custody activity at brokerage platforms that cater to active execution, suggests portfolios built from single-name stocks and ETFs rather than long‑only pooled strategies or broad illiquid allocations.

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Public Holdings

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Location & Offices