Alpenglobal Capital, LLC

RIASEC RegisteredEst. 2020
Total AUM
$184M
Discretionary
$184M
100% of AUM
Avg account
$641K
Accounts
287
Employees
4
Advisory reps
2

Firm details

Headquarters
,
CRD number
140186
Registered since
November 13, 2020
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI89.85%
  • Individuals9.82%
  • Charitable Organizations0.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alpenglobal Capital, LLC is an independent, fee-based registered investment adviser that focuses on discretionary portfolio management and financial planning for individuals, families and small businesses. The firm is structured as an owner-operated limited liability company and emphasizes equity-driven portfolios: equity positions account for the large majority of its managed assets. Its services include tailored portfolio management for individuals and small businesses as well as institutional or business accounts, delivered under a percentage-of-AUM fee model. The adviser does not identify as an active ESG investor and is not structured as a multi-state or pension consulting specialist.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Karen Craig

    Karen Craig

    Managing Director, Chief Compliance OfficerCRD 2416368

Contacts

1 of 1
  • Alex Gutt

    Alex Gutt

    Managing Director & Portfolio ManagerCRD 5122703

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth