Alluvial Capital Management, LLC

RIASEC RegisteredEst. 2025
Total AUM
$173M
Discretionary
$173M
100% of AUM
Avg account
$3.3M
Accounts
52
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
169638
Registered since
May 9, 2025
Custodians
INTERACTIVE BROKERS LLC, PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.45%
  • HNWI17.3%
  • Charitable Organizations1.67%
  • Individuals1.58%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Alluvial Capital Management, LLC is a privately owned investment adviser operating with a hedge fund orientation and a mix of individual, family and institutional clients. The firm combines separately managed account (SMA) work for individuals and small businesses with pooled investment vehicle management, and it charges both a percentage-of-AUM fee and performance-based fees consistent with its hedge fund classification. Investment activity favors public equities exposure delivered through exchange-traded vehicles and SMA structures, while the firm also sponsors private hedge fund vehicles. Alluvial is not an active ESG investor and is not positioned as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Non-Exchange Traded Equities 36%, Cash & Cash Equivalents 6%, Public Funds/Mutual Funds 5%53%
  • Exchange Traded Equities53%
  • Non-Exchange Traded Equities36%
  • Cash & Cash Equivalents6%
  • Public Funds/Mutual Funds5%

Contacts

1 of 1
  • David Waters

    David Waters

    Managing MemberCRD 5320397

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth