ALLIES CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2022
Total AUM
$25M
Discretionary
$25M
100% of AUM
Avg account
$25M
Accounts
1
Employees
1
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
319640
Registered since
June 16, 2022
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Allies Capital Management is a limited liability company that registered with the SEC in 2022 and serves institutional clients. Ownership is listed as a combination of a domestic entity and an individual. The firm provides portfolio management for pooled investment vehicles and for businesses or institutional clients, and is identified as a sponsor/GP/managing member of pooled vehicles. Its stated fee arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. FINTRX marks the adviser as not actively integrating ESG, not operating multi-state, and not acting as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 100%100%
  • Cash & Cash Equivalents100%

Owners & executives

1 of 1
  • JAMES MURRAY

    Chief Compliance OfficerCRD 2628190

Contacts

1 of 1
  • MICHAEL KLEIN

    Registered RepresentativeCRD 1890478

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
640 Fifth Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth