Alliance Financial
Firm details
- Headquarters
- Wyomissing, Pennsylvania
- CRD number
- 319679
- Registered since
- May 18, 2022
- Custodians
- LPL FINANCIAL LLC, THE VANGUARD GROUP, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals51.24%
- HNWI45.62%
- Pension & Profit Sharing Plans3.03%
- Corporations / Businesses0.06%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Alliance Financial is an independent registered investment adviser organized as a corporation and owned by an individual principal. The firm is SEC-registered (registration year 2022) and markets itself as a capital allocator serving both individual & family clients and institutional mandates. Advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection and oversight of third-party advisers. Alliance Financial uses multiple fee arrangements — percentage of AUM, hourly charges, and fixed fees — and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$203M in ETFs
100%
$203M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US LARGECAP DIVIDEND FUND (DLN) | Wisdom Tree | Passive | Large Value | $29.8M | 306,152 | 14.66% |
Location
Wyomissing, PA
Berks
Location
Wyomissing, PA
Headquartered in Wyomissing, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Berks
- Address
- 1105 Berkshire Blvd
- Time zone
- ET (UTC-5)
- Office locations
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