Allen Wealth Management, LLC

RIASEC RegisteredEst. 2005
Total AUM
$664M
Discretionary
$523M
79% of AUM
Avg account
$244K
Accounts
2,725
Employees
7
Advisory reps
5

Firm details

Headquarters
Boone, North Carolina
CRD number
133038
Registered since
June 20, 2005
Website
www.allenwealthmanagement.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NH
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI67.06%
  • Individuals32.21%
  • Charitable Organizations0.73%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Allen Wealth Management, LLC is an independent, individual-owned registered investment adviser formed in 2005 that provides financial planning and portfolio management primarily to individuals, families and small-business clients while also serving some institutional accounts. The firm charges clients on a percentage-of-AUM basis and may bill hourly for certain services. It identifies its advisory offerings as financial planning and portfolio management for individuals and small businesses. Allen Wealth is not positioned as an ESG-focused manager, is not a multi-state adviser by its reporting, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 30%, Exchange Traded Equities 20%, State & Local Bonds 10%, Investment Grade Corp Bonds 10%, Non-Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 9%, US Government Bonds 5%, Sovereign Bonds 5%, Other 1%30%
  • Public Funds/Mutual Funds30%
  • Exchange Traded Equities20%
  • State & Local Bonds10%
  • Investment Grade Corp Bonds10%
  • Non-Investment Grade Corp Bonds10%

Owners & executives

1 of 1

  • Joseph Hill

    COOCRD 6553489

Contacts

3 of 4
  • Eric Franklin

    Eric Franklin

    Financial AdvisorCRD 4330425

  • Jonathan Allen

    Jonathan Allen

    Financial AdvisorCRD 4752027

  • Rylee Critcher

    Rylee Critcher

    Assistant Financial AdvisorCRD 7466313

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$169M in ETFs

Passive

90%

$152M

Active

11%

$17.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$36.2M166,29221.38%
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Location

Primary office

Boone, NC

Watauga

Location

Boone, NC

Headquartered in Boone, NC, in the South of the United States.

Region
South
County
Watauga
Address
980 Highway 105
Time zone
ET (UTC-5)
Office locations

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