ALLEN WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- BOONE, North Carolina
- CRD number
- 133038
- Registered since
- June 20, 2005
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NH
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI67.06%
- Individuals32.21%
- Charitable Organizations0.73%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Allen Wealth Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2005. The firm focuses on financial planning and portfolio management for individuals, families and small-business owners, and it also works with some institutional clients. Its compensation model combines an asset-based fee and hourly charges. The adviser is not positioned as a capital allocator and does not identify as an active ESG investor or a multi-state adviser. Its stated advisory services emphasize planning and portfolio construction rather than pension consulting or broader institutional consulting. Industry ties include relationships with an accountant and an insurance company, which appear to support client service and product distribution.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds30%
- Exchange Traded Equities20%
- State & Local Bonds10%
- Investment Grade Corp Bonds10%
- Non-Investment Grade Corp Bonds10%
Owners & executives
1 of 1JOSEPH HILL
COOCRD 6553489
Contacts
3 of 3ERIC FRANKLIN
Financial AdvisorCRD 4330425
JONATHAN ALLEN
Financial AdvisorCRD 4752027
Bradley Greer
Financial AdvisorCRD 5072567
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$155M in ETFs
90%
$140M
10%
$15.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $31.2M | 159,176 | 20.14% |
Location
BOONE, NC
WATAUGA
Location
BOONE, NC
Headquartered in BOONE, NC, in the South of the United States.
- Region
- South
- County
- WATAUGA
- Address
- 980 Highway 105
- Time zone
- ET (UTC-5)
- Office locations
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