Allen, Mooney & Barnes Brokerage Services, LLC

Overview

Allen, Mooney & Barnes Brokerage Services, LLC is organized as an LLC and is categorized in FINTRX as an investment bank. The record shows the entity has been registered with the SEC since 2007. FINTRX indicates the ownership structure involves a domestic entity and individual ownership, and it does not list the firm as a capital allocator. The profile flags the firm as not being an active ESG investor and identifies it as not a multi-state registered adviser. The FINTRX entry contains little detail about the firm’s advisory or broker-dealer activities, fee schedules, or client segments. That absence of operational disclosure makes it difficult to assess client targeting, service model, or investment process from the available data.

Assets & Accounts

Location & Offices