ALBA FINANCIAL LLC

Overview

Alba Financial LLC is a small, independent registered investment adviser operating as an insurance broker and offering a mix of financial planning and portfolio management services for individuals, families and institutional clients. The firm favors equity-centric portfolios, with a clear tilt toward exchange-traded equities and ETFs as primary allocation vehicles. Alba Financial also describes itself as an active ESG investor, which suggests environmental, social and governance criteria are integrated into security selection and ETF/mutual fund choices. Service lines include fee-based wealth management charged as a percentage of AUM alongside hourly and fixed-fee arrangements, as well as educational seminars and published materials. The firm provides portfolio management for individuals/small businesses and for businesses or institutions, and offers pension consulting services. Given its insurance brokerage activity, Alba Financial blends investment management with insurance and annuity solutions to meet retirement and income-planning needs.

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Location & Offices