Alan B. Lancz & Associates, Inc.

RIASEC RegisteredEst. 1985

Total AUM

$175M

Discretionary

$175M

100% of AUM

Avg account

$1.6M

Accounts

110

Employees

Advisory reps

Firm details

Headquarters: Toledo, Ohio
CRD number: 105363
Registered since: June 11, 1985
Website: ablonline.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI81.7%
Individuals8.87%
Pooled Investment Vehicles2.67%
Charitable Organizations2.48%
Pension & Profit Sharing Plans2.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Alan B. Lancz & Associates, Inc. is an independent, SEC-registered advisory firm (registered in 1985) that serves both individual/family and institutional clients. The firm provides traditional advisory services: financial planning and discretionary portfolio management for individuals, small businesses, pooled investment vehicles, and institutional/business clients, and it also offers pension consulting. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. The firm is structured as a corporation with an individual owner and is not positioned as an active ESG investor or a multi-state adviser. It lists an industry affiliation as a sponsor of limited partnerships (excluding pooled investment vehicles).