Alaia Capital, LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
226775
Registered since
June 29, 2015
Fee structure
Percentage of AUM, Fixed Fees
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Alaia Capital, LLC is an SEC-registered limited liability company that operates as an institutional registered investment adviser. The firm has been registered since 2015 and serves an institutional client base. Its stated fee arrangements include both a percentage-of-assets model and fixed-fee engagements. Alaia Capital acts as a registered representative of a broker-dealer and lists portfolio management for investment companies among its advisory activities. The firm is not identified as an active ESG investor and is not designated as a multi-state or pension consultant adviser. The firm’s industry affiliations go beyond typical RIA activities: it lists relationships with broker-dealers, other investment advisers, commodity pool operators or CTAs, insurance companies, and roles as sponsor, general partner, or managing member of pooled investment vehicles. Although the firm is flagged in the snapshot as not a capital allocator, its reported use of third-party alternative managers indicates it places some client assets into externally managed alternatives.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Aaron Lee

    Aaron Lee

    Chief Compliance OfficerCRD 5240841

Contacts

1 of 1
  • Peter Horacek

    Peter Horacek

    Managing DirectorCRD 1901702

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
60 E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth