AK Global Investment Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$10M
Discretionary
$10M
100% of AUM
Avg account
$370K
Accounts
27
Employees
3
Advisory reps
1

Firm details

Headquarters
,
CRD number
291151
Registered since
July 17, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI55.06%
  • Individuals44.94%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

AK Global Investment Management, LLC is a small, fee-based advisory firm that focuses on direct portfolio management for individual and family clients and for small businesses. The firm charges a percentage of assets under management and favors equity-oriented allocations, with a clear tilt toward exchange-traded securities. It is not marketed as an ESG specialist, and its reported activity centers on discretionary portfolio management rather than pension or institutional consulting. Investment activity appears straightforward: build equity-heavy portfolios using traded equities and mutual funds rather than extensive private or alternative structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 29%, Non-Exchange Traded Equities 28%, US Government Bonds 20%, Cash & Cash Equivalents 11%, Investment Grade Corp Bonds 10%, State & Local Bonds 2%, Derivatives 1%29%
  • Exchange Traded Equities29%
  • Non-Exchange Traded Equities28%
  • US Government Bonds20%
  • Cash & Cash Equivalents11%
  • Investment Grade Corp Bonds10%

Owners & executives

1 of 1
  • Arun Kaul

    Arun Kaul

    Chief Investment OfficerCRD 5072317

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth