AJP Financial Services, LLC

RIASEC Registered
Total AUM
$25.9M
Discretionary
$25.2M
98% of AUM
Avg account
$364K
Accounts
71
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
290623
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.34%
  • Individuals8.22%
  • Pension & Profit Sharing Plans2.44%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

AJP Financial Services, LLC is an independent, owner-operated registered investment adviser that focuses on serving individual and family clients. The firm combines financial planning with portfolio management and offers pension consulting and selection-of-other-advisers services, positioning itself as a capital allocator for clients who need both advice and third-party manager access. Fee arrangements are a mix of percentage-of-assets and fixed fees, and the firm does not identify as an active ESG investor. Investment activity centers on equity exposure: the firm shows a clear preference for exchange-traded equities and uses discretionary mandates for the bulk of its client assets. The adviser appears to favor liquid, exchange-traded instruments and stands ready to direct client capital to outside managers or solutions when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 5%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Anthony Passerini

    Managing Member And Chief Compliance OfficerCRD 357516

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth