AFT, FORSYTH AND COMPANY, INC.

RIASEC RegisteredEst. 2005
Total AUM
$259M
Discretionary
$259M
100% of AUM
Avg account
$1.5M
Accounts
176
Employees
2
Advisory reps
3

Firm details

Headquarters
JUPITER, Florida
CRD number
137404
Registered since
September 29, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI95.51%
  • Individuals4.49%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Aft, Forsyth And Company, Inc. is a privately owned corporate RIA that has been SEC-registered since 2005. The firm provides portfolio management primarily for individuals and small businesses and charges fees as a percentage of assets under management. Its client base is concentrated on individual and family clients rather than institutional or pensions. The adviser is not identified as a multi-state adviser, does not self-describe as an active ESG investor, and is not positioned as a capital allocator to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 74%, Public Funds/Mutual Funds 22%, US Government Bonds 4%74%
  • Non-Exchange Traded Equities74%
  • Public Funds/Mutual Funds22%
  • US Government Bonds4%

Contacts

3 of 3
  • CHARLES SOBER

    PresidentCRD 2386723

  • JOSEPH FORSYTH

    FounderCRD 2580250

  • LARRY AFT

    PresidentCRD 1747537

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 57

Active vs passive

$52.3M in ETFs

Passive

93%

$48.5M

Active

6%

$3.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES EXPANDED TECH SECTOR ETF (IGM)BlackRockPassiveTechnology$6.2M52,50811.89%

Location

Primary office

JUPITER, FL

PALM BEACH

Location

JUPITER, FL

Headquartered in JUPITER, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
4171 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth