AFA FUND MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2026
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
OREM, Utah
CRD number
342328
Registered since
April 30, 2026

Firm profile

FINTRX

Overview

AFA Fund Management, LLC is organized as a limited liability company and is listed as an SEC-registered adviser with registration year 2026. Its ownership is held by an individual rather than an institutional owner. Available records classify the firm as "Unclassified" and indicate it does not present itself as a capital allocator, an ESG-focused investor, a multi-state adviser, or a pension consultant. The firm identifies its role on investment vehicles as sponsor, general partner and managing member, which signals a primary business model centered on pooled investment vehicles rather than traditional fiduciary-only advisory services to individual accounts.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Darin Ramos

    CRD 8257833

  • Daniel Thuet

    ManagerCRD 8257559

  • Anthony Pennacchio

    CRD 8257825

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OREM, UT

UTAH

Location

OREM, UT

Headquartered in OREM, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
UTAH
Address
730 S Sleepy Ridge Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth