Aegis Wealth Management, Inc.
Firm details
- Headquarters
- Guthrie Center, Iowa
- CRD number
- 301990
- Registered since
- August 13, 2019
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals87.53%
- HNWI12.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Aegis Wealth Management, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2019. The firm serves individuals and families and operates as a capital allocator that also selects third‑party advisers. Its advisory menu includes comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for business or institutional clients, and selection of external managers. Fee arrangements include percentage of AUM along with hourly, fixed and other fee options. The firm is not positioned as an ESG-focused manager and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4
Rickey Rumelhart
Managing Director, Chief Compliance OfficerCRD 2021670
Darin Lucas
President, CEOCRD 2770281
Nathan Kesling
CFO & CIOCRD 7292118
Contacts
3 of 26
Sean Farro
Investment Advisor RepresentativeCRD 7592323
James Wheeler
Investment Advisor RepresentativeCRD 7725578
Sean Burke
Investment Advisor RepresentativeCRD 6312937
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 104Active vs passive
$154M in ETFs
65%
$100M
28%
$53.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HCM DEFENDER 100 INDEX ETF (QQH) | Howard Capital Management | Passive | Large Growth | $20M | 233,887 | 13.02% |
Location
Guthrie Center, IA
Guthrie
Location
Guthrie Center, IA
Headquartered in Guthrie Center, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Guthrie
- Address
- 317 State St
- Time zone
- CT (UTC-6)
- Office locations
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