Aegis Wealth Management, Inc.

RIASEC RegisteredEst. 2019

Total AUM

$216M

Discretionary

$216M

100% of AUM

Avg account

$92.1K

Accounts

2,350

Employees

Advisory reps

Firm details

Headquarters: Guthrie Center, Iowa
CRD number: 301990
Registered since: August 13, 2019
Website: advisor.aegiswealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals87.53%
HNWI12.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Aegis Wealth Management, Inc. is an independent, advisor-owned RIA that registered with the SEC in 2019 and operates as a capital allocator for individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and also selects third‑party advisers on clients’ behalf. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements and other fee types. Aegis does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds80%
Exchange Traded Equities15%
Cash & Cash Equivalents5%

Owners & executives

3 of 4

Gordon Campbell
Director of Advisory Services and Chief Compliance OfficerCRD 6374489
Darin Lucas
President, CeoCRD 2770281
Rickey Rumelhart
Managing Director, Chief Compliance OfficerCRD 2021670