Advisory Research Inc
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 108254
- Registered since
- November 7, 1978
- Website
- www.advisoryresearch.com
- Custodians
- JEFFERIES LLC, J.P. MORGAN SECURITIES INC., UBS FINANCIAL SERVICES INC., BOFA SECURITIES, INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI27.45%
- Pooled Investment Vehicles26.37%
- Corporations / Businesses20.52%
- Charitable Organizations12.87%
- Individuals10.17%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Advisory Research Inc is a corporation that has been registered with the SEC since 1978 and operates with a hedge-fund orientation while serving both individual/family and institutional clients. The firm provides discretionary portfolio management across client types, including separate accounts, pooled investment vehicles and investment companies, and it also sponsors and serves as GP/managing member for pooled vehicles. Its fee model combines a percentage-of-assets under management with performance-based fees.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 7
Christopher Harvey
Managing Director & Portfolio ManagerCRD 4283983
Matthew Swaim
Chairman & Portfolio ManagerCRD 6897938
Christopher Crawshaw
Managing DirectorCRD 2951553
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$61.5M in ETFs
86%
$52.7M
10%
$8.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $7.7M | 76,730 | 12.57% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 180 N Stetson Ave
- Time zone
- CT (UTC-6)
- Office locations
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