ADVISORY ALPHA, LLC

RIASEC RegisteredEst. 2011
Total AUM
$4.4B
Discretionary
$4.4B
100% of AUM
Avg account
$179K
Accounts
24,401
Employees
66
Advisory reps
63

Firm details

Headquarters
HOLLAND, Michigan
CRD number
158282
Registered since
June 14, 2011
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Other Investment Advisers44.71%
  • Individuals33.52%
  • HNWI20.8%
  • Pension & Profit Sharing Plans0.97%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Advisory Alpha, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2011. The firm is owned by an individual and serves both individual and family clients as well as institutional relationships. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars or workshops. The firm's fee arrangements are mixed: it charges a percentage of assets under management and also offers hourly and fixed-fee engagements. Advisory Alpha reports that it is not an active ESG investor and is not identified as a multi-state adviser in its snapshot data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 81%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%81%
  • Exchange Traded Equities81%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 5
  • STEVE OSTERINK

    Owner, Chief Investment OfficerCRD 4994816

  • STEVEN MILLIGAN

    CEOCRD 5606511

  • JANINE OSTERINK

    COOCRD 6141796

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Contacts

3 of 58
  • JONATHAN LOHR

    Research DirectorCRD 5217936

  • DEIRDRE HAFEN

    Investment Advisor RepresentativeCRD 5915660

  • ELIZABETH SKOGLUND

    Director of OperationsCRD 2593560

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 318

Active vs passive

$6B in ETFs

Passive

91%

$5.4B

Active

8%

$564M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$289M2,950,1004.82%

Location

Primary office

HOLLAND, MI

OTTAWA

Location

HOLLAND, MI

Headquartered in HOLLAND, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.

Metro area
Grand Rapids-Kentwood-Muskegon, MI
Region
Midwest
County
OTTAWA
Address
348 S Waverly Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth