Advise Financial

RIAState Registered

Total AUM

$42.4M

Discretionary

$36.8M

87% of AUM

Avg account

$131K

Accounts

323

Employees

Advisory reps

Firm details

Headquarters: Boca Raton, Florida
CRD number: 282087
Registered since: January 20, 2016
Website: advise-financial.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals63.72%
HNWI28.5%
Corporations / Businesses4.74%
Pension & Profit Sharing Plans3.04%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Advise Financial is an independent registered advisory firm organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional relationships, delivering financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Its fee model is flexible: percentage-of-AUM billing sits alongside hourly, subscription and fixed-fee arrangements. Portfolios are equity-oriented and the firm does not position itself as an ESG-focused manager. Advise Financial does not function as a capital allocator (it does not operate as a fund-of-funds or dedicate firm capital to external managers).