Advent Capital Strategies, LLC
RIAState Registered
Total AUM
$5.6M
Discretionary
$5.3M
95% of AUM
Avg account
$46.3K
Accounts
122
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 323372
- Website
- adventcapitalstrategies.com
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Advent Capital Strategies, LLC operates as a small, individually owned registered investment adviser focused on individual and family clients. The firm’s stated advisory activities emphasize portfolio management for individuals and small businesses and include pension consulting services. Its fee arrangements combine a percentage of assets under management with the option of fixed fees. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Cash & Cash Equivalents15%
- Public Funds/Mutual Funds10%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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