Advent Capital Management, LLC

RIASEC RegisteredEst. 2001

Total AUM

$8.8B

Discretionary

$8.8B

100% of AUM

Avg account

$20.5M

Accounts

430

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 113013
Registered since: May 14, 2001
Website: www.adventcap.com
Custodians: STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies37.27%
State / Municipal Government31.97%
Investment Companies10.77%
Pooled Investment Vehicles9.38%
Charitable Organizations2.22%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Advent Capital Management, LLC is a hedge-fund–style registered adviser that has operated since 2001. It serves a mix of individual, family and institutional clients and charges both asset-based fees and performance-related fees. The firm provides discretionary portfolio management across vehicles that include separate accounts, pooled investment vehicles and investment companies. It is also registered as a broker-dealer representative and reports CPO/CTA activity. Advent identifies as an active ESG investor and maintains a single-state registration footprint rather than operating as a multistate adviser.