Advantage Investment Management
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 146493
- Registered since
- May 2, 2022
- Website
- www.aim-rps.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.33%
- Individuals33.74%
- Pension & Profit Sharing Plans11.6%
- Charitable Organizations3.3%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting
Firm profile
FINTRXOverview
Advantage Investment Management is an independent SEC‑registered registered investment adviser formed as a limited liability company and registered with the SEC in 2022. The firm serves both individual and family clients as well as institutional accounts and offers fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and pension consulting. The firm identifies as an active ESG investor and is not organized as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- US Government Bonds4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 6
William Fowler
Investment Advisor RepresentativeCRD 3087793
Donald Garton
Managing PartnerCRD 2125313
Kathleen Mounce
PartnerCRD 5489125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$9.1M in ETFs
77%
$7M
23%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $3.8M | 12,502 | 41.45% |
Location
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 2319 Lime Kiln Ln
- Time zone
- CT (UTC-6)
- Office locations
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