Adirondack Research & Management Inc.

RIASEC RegisteredEst. 2004
Total AUM
$126M
Discretionary
$126M
100% of AUM
Avg account
$793K
Accounts
159
Employees
4
Advisory reps
3

Firm details

Headquarters
Guilderland, New York
CRD number
130987
Registered since
April 13, 2004
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies41.23%
  • Individuals38.24%
  • HNWI20.53%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Adirondack Research & Management Inc. is an SEC-registered institutional RIA that has been registered since 2004 and operates as a corporation owned by an individual. The firm serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Its primary advisory activities are portfolio management for individuals and small businesses and portfolio management for investment companies. The firm shows a pronounced preference for equity exposure, using exchange-traded equities as a core sleeve of client portfolios. Adirondack does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Investment Grade Corp Bonds 26%, Cash & Cash Equivalents 12%, US Government Bonds 9%, Public Funds/Mutual Funds 4%, Non-Exchange Traded Equities 1%48%
  • Exchange Traded Equities48%
  • Investment Grade Corp Bonds26%
  • Cash & Cash Equivalents12%
  • US Government Bonds9%
  • Public Funds/Mutual Funds4%

Owners & executives

1 of 1
  • Jarrod Becker

    Jarrod Becker

    Chief Compliance OfficerCRD 6316926

Contacts

2 of 2
  • Gregory Roeder

    Gregory Roeder

    Portfolio ManagerCRD 3006313

  • Matthew Reiner

    Matthew Reiner

    ShareholderCRD 1981548

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guilderland, NY

Albany

Location

Guilderland, NY

Headquartered in Guilderland, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
2390 Western Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth