Adaptation Financial Advisors Inc.

RIASEC Registered

Total AUM

$234M

Discretionary

$234M

100% of AUM

Avg account

$181K

Accounts

1,291

Employees

Advisory reps

Firm details

Headquarters: Oklahoma City, Oklahoma
CRD number: 309192
Registered since: June 26, 2020
Website: www.adaptfa.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals55.88%
HNWI44.12%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Adaptation Financial Advisors Inc. is an independent, SEC-registered registered investment adviser (registration began in 2020) that serves individual and family clients. The firm operates as a capital allocator, combining financial planning and portfolio management for individuals and small businesses with selection of outside advisers and educational workshops. Its fee model is flexible, using asset-based fees alongside hourly and fixed-fee arrangements. The firm is not an active ESG investor and lists an industry affiliation with an insurance company.