ADALTA CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2016
Total AUM
$306M
Discretionary
$303M
99% of AUM
Avg account
$1.6M
Accounts
193
Employees
3
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
283771
Registered since
May 13, 2016
Website
www.adaltacap.com
Custodians
CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI82.01%
  • Charitable Organizations12.34%
  • Corporations / Businesses2.58%
  • Individuals2.24%
  • Pension & Profit Sharing Plans0.59%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Adalta Capital Management LLC is an SEC-registered investment adviser organized as an LLC and first registered in 2016. The firm is owned by an individual and is classified in the data as operating with a private equity fund structure, while providing portfolio management for individuals/small businesses and pooled investment vehicles and performing selection of other advisers. Its client mix includes both individual & family and institutional accounts. Compensation is a combination of a percentage-of-AUM fee and performance-based fees. Adalta does not identify as an active ESG investor in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, US Government Bonds 17%, Public Funds/Mutual Funds 5%, Investment Grade Corp Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%76%
  • Exchange Traded Equities76%
  • US Government Bonds17%
  • Public Funds/Mutual Funds5%
  • Investment Grade Corp Bonds1%
  • Private Funds1%

Contacts

3 of 4

  • ZOE VLACHOS

    PartnerCRD 2667712

  • DAVID RAPPA

    InvestorCRD 5204702

  • PETER VLACHOS

    Managing Director & Portfolio ManagerCRD 734740

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$3.9M in ETFs

Passive

43%

$1.7M

Active

39%

$2.2M

ETFProviderStyleCategoryValueShares% of portfolio
SABA CLOSED-END FUNDS ETF (CEFS)ActiveTactical Allocation$589K26,13514.95%
Unlock additional holdings →

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

MOUNTAINEER PARTNERS MANAGEMENT, LLC

RIA

New York, NY

AUM $306MTEAM 4REPS 2

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

RIA

New York, NY

AUM $305MTEAM 3REPS 2

COLTRANE ASSET MANAGEMENT, L.P.

RIA

New York, NY

AUM $304MTEAM 5REPS 2

SILVERPEAK REAL ESTATE PARTNERS L.P.

RIA

New York, NY

AUM $307MTEAM 31REPS 3

SAMJO MANAGEMENT, LLC

RIA

New York, NY

AUM $309MTEAM 3REPS 3

INNOVAHEALTH PARTNERS

RIA

New York, NY

AUM $301MTEAM 6REPS 3
More RIAs in New York →All New York RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth