ACT Securities, LLC
Firm details
- Headquarters
- Mercer Island, Washington
- CRD number
- 297652
- Website
- www.actcapitaladvisors.com
- Fee structure
- Other
Firm profile
FINTRXOverview
ACT Securities, LLC is organized as a limited liability company and is classified in FINTRX as an institutional registered investment adviser. The firm is owned by an individual and is noted as having a nonstandard fee structure (“Other”). It is not identified as a capital allocator and is not marked as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The record indicates the firm does not position itself as an active ESG investor. ACT Securities shows industry linkages with both a broker‑dealer and a banking/thrift institution. The SEC registration year is not listed in the provided data.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Sarah Westbrook
Chief Compliance OfficerCRD 4751500

Robert Hild
Chairman & CEOCRD 6110956
Contacts
3 of 3Stephen Spencer
Managing DirectorCRD 4551629

Stephanie Nicklaus
Investment Adviser RepresentativeCRD 8175454
Pavel Hajek
Managing DirectorCRD 8209520
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Mercer Island, WA
King
Location
Mercer Island, WA
Headquartered in Mercer Island, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 7525 Se 24th St
- Time zone
- PT (UTC-8)
- Office locations
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