ABK Management LLC

RIASEC Registered
Total AUM
$35.4M
Discretionary
$35.4M
100% of AUM
Avg account
$753K
Accounts
47
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
270019
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

ABK Management LLC is a small, individual-owned advisory firm that focuses on discretionary portfolio management for individuals, families and small businesses. The firm’s stated preference is equities, delivered primarily through separately managed accounts that emphasize exchange-traded securities. Compensation is flexible: the firm charges a percentage of assets under management, can bill hourly for advisory work and may use performance-based fees for certain mandates. ABK does not identify as an ESG-focused manager, does not operate as a multi-state adviser, and does not act as a capital allocator to third-party funds in a primary role.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 9%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents9%

Owners & executives

1 of 1
  • Adam Klein

    Adam Klein

    Founder & Chief Investment OfficerCRD 6522235

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth