AB Broadly Syndicated Loan Manager LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$437M
Accounts
6
Employees
1
Advisory reps
2

Firm details

Headquarters
Nashville, Tennessee
CRD number
308135
Registered since
August 31, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%

Firm profile

FINTRX

Overview

AB Broadly Syndicated Loan Manager LLC is a limited liability company and SEC-registered institutional RIA (registered in 2020) that serves an institutional client base. It charges both a percentage-of-assets fee and performance-based fees and identifies as an active ESG investor. Ownership is listed as a combination of a domestic entity and an individual. The firm also performs a range of industry roles beyond advisory work — including acting as sponsor/GP or managing member of pooled investment vehicles and sponsoring limited partnerships — and is affiliated with broker-dealer, trust company, insurance company, and CPO/CTA activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Paul Emerson

    SVP, Chief Compliance OfficerCRD 5258073

Contacts

1 of 1
  • Mark Manley

    Mark Manley

    Global Head of ComplianceCRD 1294370

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
501 Commerce St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth