AAM
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 109875
- Registered since
- March 1, 2001
- Website
- www.aamcompany.com
- Custodians
- U.S. BANK, N.A., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Insurance Companies98.64%
- HNWI0.73%
- Corporations / Businesses0.62%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
AAM is a limited liability company operating as an institutional registered investment adviser; it has been registered with the SEC since 2001. The firm serves both individual/family and institutional clients and acts as a capital allocator that also selects external managers. Its advisory services include discretionary portfolio management for individuals, small businesses and institutions, plus manager selection. Fee arrangements are a mix of percentage-of-assets, fixed-fee engagements and performance-based fees. AAM identifies a fixed-income preference and does not classify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds41%
- Other34%
- US Government Bonds10%
- State & Local Bonds7%
- Cash & Cash Equivalents4%
Owners & executives
3 of 4
John Schaefer
Chairman and Chief Executive OfficerCRD 1867983
Joseph Borgmann
Principal and Chief Financial OfficerCRD 6770255
Chelsea Klassa
Principal And Chief Compliance OfficerCRD 7214259
Contacts
3 of 5Eric Goodman
DirectorCRD 4352804
Dan Byrnes
President and Senior Portfolio ManagerCRD 7245245
Suzette Huovinen
Senior Vice PresidentCRD 7705540
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$384M in ETFs
67%
$257M
22%
$127M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $78.8M | 210,448 | 20.52% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 10 S Riverside Plz
- Time zone
- CT (UTC-6)
- Office locations
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