A4 WEALTH ADVISORS LLC
Firm details
- Headquarters
- HUNTERSVILLE, North Carolina
- CRD number
- 152397
- Registered since
- June 6, 2022
- Website
- a4wealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI66.08%
- Individuals33.92%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
A4 Wealth Advisors LLC is an independent RIA organized as an LLC and registered with the SEC in 2022. The firm is owner-operated and describes itself as a capital allocator serving individual and family clients. Its service mix combines investment management and financial planning with ancillary activities such as insurance brokerage, selection of outside advisers, periodic publications, and educational seminars and workshops. Compensation includes percentage-of-AUM fees as well as hourly, fixed, and other fee arrangements. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not list pension consulting or related-adviser arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Other23%
- Public Funds/Mutual Funds12%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1Heather Fowler
Chief Compliance OfficerCRD 7897983
Contacts
3 of 7Zachary Spainhour
Investment Advisor RepresentativeCRD 7230414
JOHN BALCERZAK
FounderCRD 2902873
Cory Esposito
Investment Advisor RepresentativeCRD 6978024
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$114M in ETFs
55%
$62.8M
25%
$51.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF (CORO) | BlackRock | $8.9M | 276,597 | 7.79% |
Location
HUNTERSVILLE, NC
MECKLENBURG
Location
HUNTERSVILLE, NC
Headquartered in HUNTERSVILLE, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 16140 Northcross Dr
- Time zone
- ET (UTC-5)
- Office locations
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