A4 Wealth Advisors LLC
Firm details
- Headquarters
- Huntersville, North Carolina
- CRD number
- 152397
- Registered since
- June 6, 2022
- Website
- a4wealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI66.08%
- Individuals33.92%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
A4 Wealth Advisors LLC is an independent registered investment adviser that services individuals and families. Organized as an LLC and owned by an individual principal, the firm operates as a capital allocator and also provides insurance brokerage services. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses, plus selection of outside advisers. The firm produces client-facing content such as newsletters and runs educational seminars and workshops. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. A4 Wealth does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Other23%
- Public Funds/Mutual Funds12%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1Heather Fowler
Chief Compliance OfficerCRD 7897983
Contacts
3 of 7
Zachary Spainhour
Investment Advisor RepresentativeCRD 7230414
John Balcerzak
FounderCRD 2902873
Cory Esposito
Investment Advisor RepresentativeCRD 6978024
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$154M in ETFs
57%
$87.6M
23%
$66.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $19.2M | 27,918 | 12.45% |
Location
Huntersville, NC
Mecklenburg
Location
Huntersville, NC
Headquartered in Huntersville, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 16140 Northcross Dr
- Time zone
- ET (UTC-5)
- Office locations
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