A & L Financial Services, LLC

Overview

A & L Financial Services, LLC is a small, independent registered investment adviser serving individual and family clients with a fee model based on a percentage of assets under management. The firm focuses on discretionary portfolio management and financial planning, providing tailored portfolios for individuals, small businesses and institutional business clients. Its practice emphasizes equity-centric allocations, with exchange-traded equities making up the largest slice of managed assets, while also supplementing portfolios with mutual funds, annuities and selected alternative strategies. The firm does not position itself as an ESG or multi-state specialist and does not act as a pension consultant. Advisory services are delivered through discretionary mandates, which simplifies implementation and ongoing rebalancing for their client base. Custody and operations are centralized through Charles Schwab & Co., Inc., which holds the firm’s managed assets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices