A. J. BROOKER FINANCIAL ASSOCIATES

Overview

A. J. Brooker Financial Associates is a small, independent registered investment adviser structured as an LLC and owned by an individual. The firm serves individuals and families and provides financial planning and portfolio management for individuals and small businesses. Its advisory model is primarily non‑discretionary, so clients retain final trading authority while the firm delivers investment recommendations and planning. Fee arrangements include a combination of percentage‑of‑assets and fixed fees. Investment activity centers on public equity exposures and a variety of alternative vehicles accessed via third‑party managers. Exchange‑traded equities are the single largest on‑book asset type, while the firm also integrates mutual funds, annuities and external alternative fund allocations (private equity, hedge funds, real estate, managed futures and digital currency) into client programs. The firm does not identify as an active ESG investor and is not registered to advise across multiple states.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices