A Better Way Financial, LLC
Firm details
- Headquarters
- Allentown, Pennsylvania
- CRD number
- 304914
- Registered since
- June 2, 2026
- Website
- abetterwayfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals83.28%
- HNWI16.72%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
A Better Way Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm is owner-operated and focuses on individual and family clients. It offers fee-based financial planning and portfolio management for individuals and small businesses, and it acts as a capital allocator and selector of third-party advisers. Insurance brokerage is also part of the firm's business activities. Fee arrangements include a percentage of AUM and fixed fees. The firm does not identify as an active ESG investor and does not report multi-state adviser status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Cash & Cash Equivalents2%
- Exchange Traded Equities1%
Owners & executives
1 of 1
Frank Guida
Founder and CEOCRD 1499368
Contacts
3 of 5
Noah Williams
ParaplannerCRD 7083002
Kimberly Guida
Vice PresidentCRD 2120314
Alison Howells
Operations ManagerCRD 7040371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$177M in ETFs
46%
$80.7M
0%
$95.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $47.9M | 545,492 | 27.14% |
Location
Allentown, PA
Lehigh
Location
Allentown, PA
Headquartered in Allentown, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Lehigh
- Address
- 6357 Airport Rd
- Time zone
- ET (UTC-5)
- Office locations
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