9823 CAPITAL, LP

RIASEC RegisteredEst. 2023

Total AUM

$677M

Discretionary

$677M

100% of AUM

Avg account

$35.6M

Accounts

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 324329
Registered since: January 6, 2023
Website: www.9823capital.com
Custodians: GOLDMAN SACHS & CO. LLC, GOLDMAN SACHS CUSTODY SOLUTIONS, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles98.72%
HNWI1.19%
Corporations / Businesses0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

9823 Capital, LP is an independent registered investment adviser organized as a limited partnership and SEC-registered in 2023. The firm serves both high-net-worth individuals and institutional clients and offers a mix of financial planning and discretionary portfolio management across individual, pooled-vehicle, and institutional mandates. Its business footprint includes roles typical of a sponsor and operator of pooled vehicles: the firm identifies itself as a CPO/CTA and lists sponsorship/GP responsibilities for private funds and limited partnerships. Compensation combines a percentage-of-AUM structure with performance-based fees. The firm does not characterize itself as an active ESG investor and is not set up as a multi-state adviser.