5CLP ADVISOR

RIASEC RegisteredEst. 2024
Total AUM
$602M
Discretionary
$602M
100% of AUM
Avg account
$602M
Accounts
1
Employees
29
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
328959
Registered since
April 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

5clp Advisor is an SEC-registered investment adviser that focuses on portfolio management for investment companies. The firm operates as a limited liability company and serves an institutional client base under a fee model that blends a percentage-of-assets component with performance-based fees. It is not positioned as an ESG investor and does not present itself as a multi-state adviser or pension consultant. The firm's classification is listed as unclassified and it is not identified as a capital allocator, which aligns with a concentrated, manager-driven mandate rather than a broad multi-client or allocation platform. The ownership structure is recorded as domestic entity and individual, suggesting a privately held, closely controlled firm. Being registered with the SEC in 2024, 5clp Advisor appears organized to manage a specific institutional mandate—likely acting as advisor to one or a small number of investment vehicles—rather than operating a large retail advisory business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • JASON ROOS

    Chief Financial OfficerCRD 5387516

  • PAUL DEITCH

    Chief Operating OfficerCRD 7071675

  • Susan Terenzio

    Chief Compliance OfficerCRD 5653809

Contacts

3 of 3
  • MICHAEL KOESTER

    Co-Founder & Co-Managing PartnerCRD 2613823

  • THOMAS CONNOLLY

    Managing DirectorCRD 2250826

  • GREGORY SHALETTE

    General CounselCRD 7969403

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth