5CLP ADVISOR
Firm details
- Headquarters
- New York, New York
- CRD number
- 328959
- Registered since
- April 12, 2024
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Business Development Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
5clp Advisor is an SEC-registered investment adviser that focuses on portfolio management for investment companies. The firm operates as a limited liability company and serves an institutional client base under a fee model that blends a percentage-of-assets component with performance-based fees. It is not positioned as an ESG investor and does not present itself as a multi-state adviser or pension consultant. The firm's classification is listed as unclassified and it is not identified as a capital allocator, which aligns with a concentrated, manager-driven mandate rather than a broad multi-client or allocation platform. The ownership structure is recorded as domestic entity and individual, suggesting a privately held, closely controlled firm. Being registered with the SEC in 2024, 5clp Advisor appears organized to manage a specific institutional mandate—likely acting as advisor to one or a small number of investment vehicles—rather than operating a large retail advisory business.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3JASON ROOS
Chief Financial OfficerCRD 5387516
PAUL DEITCH
Chief Operating OfficerCRD 7071675
Susan Terenzio
Chief Compliance OfficerCRD 5653809
Contacts
3 of 3MICHAEL KOESTER
Co-Founder & Co-Managing PartnerCRD 2613823
THOMAS CONNOLLY
Managing DirectorCRD 2250826
GREGORY SHALETTE
General CounselCRD 7969403
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 330 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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