49 Financial
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 319484
- Registered since
- September 8, 2022
- Website
- 49financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- Individuals46.34%
- HNWI46.15%
- Corporations / Businesses4.03%
- Charitable Organizations2.99%
- Pension & Profit Sharing Plans0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
49 Financial is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves both individual/family and institutional clients and operates as a capital allocator that can select outside managers. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. The firm also conducts broker-dealer and insurance brokerage activities through registered representative and insurance broker relationships. Fee arrangements are a mix of percentage-of-AUM, fixed fees and commission-based structures. 49 Financial does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities9%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Austin Graff
Founder and Chief Investment OfficerCRD 5194678
Scott Bradtmiller
Chief Compliance OfficerCRD 6309018
Contacts
3 of 146
Roy Anderson
Service ManagerCRD 5656542
Elizabeth Odegaard
Vice President of Advisor DevelopmentCRD 5764461
Mitchell Johnson
Registered RepresentativeCRD 6906213
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$489M in ETFs
76%
$371M
15%
$118M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $41M | 54,793 | 8.39% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 3711 S Mopac Expy
- Time zone
- CT (UTC-6)
- Office locations
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