49 FINANCIAL

RIASEC RegisteredEst. 2022

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$224K

Accounts

6,257

Employees

167

Advisory reps

122

Firm details

Headquarters: AUSTIN, Texas
CRD number: 319484
Registered since: September 8, 2022
Website: 49financial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: Individuals46.34%
HNWI46.15%
Corporations / Businesses4.03%
Charitable Organizations2.99%
Pension & Profit Sharing Plans0.49%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

49 Financial is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals, small businesses, and institutions, and the selection/oversight of third‑party managers. Its business model blends advisory fees (percentage of AUM and fixed fees) with commission-based activities; the firm also operates as a registered representative of a broker‑dealer and as an insurance broker. The firm describes itself as a capital allocator, employing external managers when appropriate rather than relying solely on in‑house strategies. ESG is not listed as a focus in the firm’s profile.