424 CAPITAL, LLC

RIASEC RegisteredEst. 2022
Total AUM
$584M
Discretionary
$584M
100% of AUM
Avg account
$64.9M
Accounts
9
Employees
20
Advisory reps
5

Firm details

Headquarters
WAKEFIELD, Massachusetts
CRD number
167462
Registered since
August 3, 2022
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

424 Capital, LLC is a limited liability company registered with the SEC in 2022 that operates as a multifaceted fund manager with a primary focus on private equity and venture capital strategies. The firm serves institutional clients and provides portfolio management for pooled investment vehicles; it also acts as sponsor, general partner and managing member for the funds it runs. Ownership is structured as an individual owner type. Compensation arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. The firm is not characterized as an active ESG investor and does not report multi-state adviser status or pension consulting activities.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Mosto

    Chief Compliance Officer and Director of OperationsCRD 6810761

Contacts

3 of 4
  • FREDERIC MORRIS

    Senior AdvisorCRD 2946117

  • Brennan Mulcahey

    Managing PartnerCRD 6830833

  • KYLE STANBRO

    Managing PartnerCRD 5549564

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WAKEFIELD, MA

MIDDLESEX

Location

WAKEFIELD, MA

Headquartered in WAKEFIELD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
301 Edgewater Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth