406 VENTURES MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
162914
Registered since
March 28, 2012

Firm profile

FINTRX

Overview

406 Ventures Management, LLC is structured as a limited partnership and operates primarily as a sponsor and general partner of pooled investment vehicles. Since its SEC registration in 2012 the firm has focused on managing venture capital funds rather than providing traditional retail advisory services. Its core activity is running pooled private-fund vehicles: fund formation, deal sourcing, diligence, portfolio company oversight and capital allocation across portfolio companies and follow-on rounds. The firm’s business model centers on serving limited partners through closed-end funds rather than one-off advisory accounts. That positioning drives an emphasis on private-company equity exposure, long-duration capital commitments and active portfolio management typical of venture-focused GPs.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • SO-JUNE DONOHUE

    Chief Financial OfficerCRD 6041919

Contacts

2 of 2
  • LIAM DONOHUE

    Co-Founder and Managing PartnerCRD 5073567

  • John Brooks

    PartnerCRD 7519185

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
470 Atlantic Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth