369 Financial LLC

Overview

369 Financial LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients and bills on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its ADV lists core advisory services as financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, and pension consulting; the filing also indicates the firm does not identify as an active ESG investor. The snapshot shows the firm is not a multi-state adviser and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives