365 WEALTH MANAGEMENT GROUP

RIASEC RegisteredEst. 2022
Total AUM
$187M
Discretionary
$185M
99% of AUM
Avg account
$145K
Accounts
1,285
Employees
8
Advisory reps
3

Firm details

Headquarters
MASON, Ohio
CRD number
314674
Registered since
September 7, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI55.32%
  • Individuals44.03%
  • Pension & Profit Sharing Plans0.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

365 Wealth Management Group is an independent fee-based RIA organized as an LLC and SEC-registered since 2022. Ownership is held by an individual and the firm serves both individual/family and institutional clients. Its fee schedules include percentage-of-AUM, fixed fees, and performance-based arrangements. The firm provides financial planning and discretionary portfolio management for individuals, small businesses and pooled investment vehicles, and it lists pension consulting among its advisory activities. It does not self-identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Other 10%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 9%, Non-Exchange Traded Equities 2%, Private Funds 1%69%
  • Exchange Traded Equities69%
  • Other10%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents9%
  • Non-Exchange Traded Equities2%

Owners & executives

2 of 2
  • Brian Petraitis

    Chief Compliance OfficerCRD 7255407

  • Thomas Wolfgram

    Chief Operating OfficerCRD 8062939

Contacts

1 of 1
  • WILLIAM HAASE

    Senior Financial AdvisorCRD 5601899

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$4.5M in ETFs

Passive

94%

$4.2M

Active

6%

$265K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$1.8M2,76239.98%

Location

Primary office

MASON, OH

WARREN

Location

MASON, OH

Headquartered in MASON, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
WARREN
Address
5770 Gateway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth