337 FRONTIER CAPITAL, LP

RIASEC RegisteredEst. 2016
Total AUM
$795M
Discretionary
$795M
100% of AUM
Avg account
$133M
Accounts
6
Employees
4
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
284266
Registered since
August 3, 2016
Custodians
THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Other42.21%
  • Pooled Investment Vehicles36.99%
  • Charitable Organizations20.8%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

337 Frontier Capital, LP operates as a limited partnership focused on institutional portfolio management. The firm is SEC-registered and positions itself as manager and sponsor of pooled investment vehicles while also providing portfolio management for businesses and institutions. Its stated investment preference is equities: the firm shows a clear tilt toward exchange-traded equities across its managed accounts and vehicles rather than fixed-income or cash-heavy allocations. The business model relies on a percentage-of-AUM fee structure and the firm serves a very small, institutional client base. It is not identified as an active ESG investor and it does not report multi-state adviser status. As sponsor, general partner and managing member of pooled vehicles, the firm retains control over strategy implementation within those funds and can deploy both public market and private strategies through its fund structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • MALINI VAN DEN BERG

    Chief Operating Officer & Chief Compliance OfficerCRD 2195499

Contacts

2 of 2
  • JOHANNES DE BRUIJN

    Portfolio ManagerCRD 6675154

  • DARREN SMITH

    ChairpersonCRD 6675153

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
100 Crosby St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth