3 PEAKS FINANCIAL

Overview

3 Peaks Financial is an independent registered investment adviser organized as an LLC. The firm serves individual, family and some institutional clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers when clients require specialist solutions. It operates primarily as a discretionary manager: its reported assets are entirely discretionary and the firm acts as a capital allocator, favoring pooled public funds as the core building blocks of client portfolios. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements, which supports both ongoing wealth management relationships and project-based planning work. The firm reports an affiliation with an insurance company and uses annuity products alongside mutual funds in client strategies. 3 Peaks Financial does not position itself as an active ESG investor and does not report multi-state advisory registration.

Assets & Accounts

Investments & Alternatives

Location & Offices