2201 Capital, LLC

RIASEC RegisteredEst. 2026
Total AUM
$40M
Discretionary
$40M
100% of AUM
Avg account
$1.6M
Accounts
25
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
341112
Registered since
February 27, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

2201 Capital, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2026. The firm serves individual and family clients through discretionary portfolio management and charges fees as a percentage of assets under management. It reports an owner-type of individual and indicates it does not operate as a capital allocator. The firm is not classified as an active ESG investor. Listed industry affiliations include a law firm, a real estate broker, and roles as sponsor/GP/managing member of pooled investment vehicles, suggesting some operational involvement with private deal structures even while primarily allocating to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 10%, Other 10%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents10%
  • Other10%

Contacts

3 of 3
  • Nora Khalil

    PartnerCRD 8230824

  • Omar Bassal

    Investment Adviser RepresentativeCRD 7084200

  • Tariq Siyam

    Tariq Siyam

    Managing PartnerCRD 6867557

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
131 W 33rd St
Time zone
ET (UTC-5)
Office locations

Similar firms