1st & 3rd Investments LLC

Overview

1st & 3rd Investments LLC is a small, independent registered investment adviser that runs client-focused financial planning and portfolio management for both individuals/families and institutional clients. The firm favors an equity-first approach, with exchange-traded equities representing the dominant portion of its managed assets. Its advisory services span fee models (percentage of AUM, hourly, and fixed fees) and cover financial planning, portfolio management for individuals and small businesses, pension consulting, and educational workshops. The firm does not profile itself as an active ESG investor and operates from a single-office footprint rather than as a multi-state adviser. While it is not classified as a capital allocator, it does place client assets into third-party managed vehicles where appropriate, notably external real estate funds and traditional pooled products. Given the modest scale of assets, investment activity appears focused on liquid, cost-efficient instruments that support straightforward portfolio construction and client-level customization.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices