13D Management LLC

Overview

13D Management LLC is an institutional registered investment adviser that serves institutional clients and is owned by an individual. The firm charges both a percentage-of-assets fee and performance-based fees, and its regulatory footprint is limited in scope per FINTRX (not a multi-state adviser). FINTRX flags the manager as not an active ESG investor. While FINTRX classifies the firm as not a capital allocator, the adviser is recorded as sponsoring or acting as general partner/managing member for pooled investment vehicles. That combination of GP roles and performance fees suggests the firm operates investment vehicles where it can collect incentive-based compensation in addition to running discretionary mandates for a small institutional client base.

Assets & Accounts

Public Holdings

Investments & Alternatives