1035 Capital Management LLC

RIASEC Registered
Total AUM
$5.1M
Discretionary
$5.1M
100% of AUM
Avg account
$213K
Accounts
24
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
306526
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

1035 Capital Management LLC is an independent, employee-owned investment advisory organized as a limited liability company and based in St. Louis. The firm serves individuals and families, charging fees as a percentage of assets under management, and positions itself as an SMA-focused equity manager. Its deliverables include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and the publication of periodicals or newsletters. The firm lists four public strategy offerings on its materials — Small Cap Core, High Yield Preferred Equity, Investment Grade Preferred Equity, and Commodity Trend Following — and says it will customize SMA solutions to client specifications.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Christopher Abbott

    Christopher Abbott

    Chief Investment OfficerCRD 5926773

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth