In the November edition of the Registered Investment Advisor (RIA) & Broker-Dealer (BD) Roundup, FINTRX--your trusted source for AI-powered private wealth data intelligence--details the most notable advisor and team moves, M&A deals, and new firm launches that occurred throughout the month.
(Click to jump to the specific article)
Rep Movements
- HB Wealth adds $15B J.P. Morgan Private Bank team
- Citizens Private Wealth adds $880M Bradley Wealth Partners
- Savvy Advisors adds $395M across three Commonwealth teams
- Rockefeller Capital adds $400M Wells Fargo team
- Arkadios Capital adds $700M ex-Commonwealth team
- Wells Fargo Advisors adds $3B Munster Freeman Group
- Osaic adds $810M from LPL and Commonwealth advisors
- Kestra adds $800M Grandview Partners
- &Partners adds $600M Wells Fargo team
- Wells Fargo Advisors adds $543M J.P. Morgan team
- NewEdge Wealth adds $6B team from Summit Trail
- Janney adds $800M teams from UBS and David Lerner
- Ameriprise Financial adds $160M Harpland Financial
M&A Activity
- Bluespring acquires $1.4B Kestra affiliate Signature Wealth
- MAI Capital buys Evoke Advisors, surpasses $65B AUM
- Sanctuary Wealth adds $4.5B MartinWright Advisory
- Strathmore acquires $125M Summit Financial Partners
- Annex Wealth acquires $440M WFA Asset Management
- United Capital acquires $4B Apexium Financial
- Beacon Pointe buys $1.2B Hemington Wealth Management
- Cambridge Investment Research acquires $1B Dempsey Lord Smith
New Firm Launches
- $4.8B MartinWright Advisory launches in Atlanta
- $6B UBS breakaway launches 71 West Capital
- Ex-Commonwealth team launches $430M Pathfinder Wealth
Read on for more info...
HB Wealth Opens Charlotte Office With $15-Bln J.P. Morgan Private Bank Team
HB Wealth has deepened its Southeast footprint by recruiting a former J.P. Morgan Private Bank team that had overseen approximately $15 billion in client assets, using the move to launch a new office in Charlotte, North Carolina. The hire signals HB’s continued push to scale nationally by attracting senior private bank talent seeking greater independence and control over client relationships.
→ The Charlotte office is led by Matthew C. Moore, formerly a regional managing director at J.P. Morgan, now serving as HB’s market leader for the Carolinas.
→ Moore and two fellow advisors received equity in HB as part of the transition, reinforcing the firm’s partnership-focused recruiting strategy.
→ The team specializes in serving ultra-high-net-worth individuals, family offices, and business owners.
→ HB has grown rapidly since 2024, expanding AUM from roughly $18.5B to more than $29B within the year.
→ The firm is majority management-owned, with minority backing from New Mountain Capital and TPG.
Citizens Expands Private Wealth Business with Addition of $880 Million Southern California Team
Citizens Private Wealth has expanded its Southern California presence with the addition of Bradley Wealth Partners, a Newport Beach–based team that previously oversaw $880 million in client assets. Led by industry veteran Eric Bradley, the team strengthens Citizens’ ability to serve next-generation and ultra-high-net-worth clients through an integrated wealth, private banking, and commercial banking model, reinforcing the firm’s broader strategy to attract top-tier advisory talent in key growth markets.
→ Bradley Wealth Partners brings a holistic, relationship-driven wealth approach tailored to ultra-high-net-worth clients with complex personal and business needs.
→ Eric Bradley and Megan Dia offer a combined 33 years of industry experience and have worked together for eight years.
→ The team’s presence in Newport Beach enhances collaboration across Citizens’ Private Wealth, Private Bank, and Commercial Bank platforms in Southern California.
View Citizens Private Wealth in FINTRX
Savvy Advisors poaches 3 Commonwealth teams, adds $395m
Savvy Advisors continues to gain momentum in the wake of Commonwealth Financial Network’s sale to LPL Financial, adding three advisor teams overseeing a combined $395 million in assets. The teams—Innovative Financial Solutions, Horizon Advisory Group, and Atticus Wealth Management—all departed Commonwealth to join Savvy, the technology-focused RIA arm of Savvy Wealth. The hires bring Savvy’s advisor count to 100 and push firmwide assets closer to $4 billion, reinforcing its positioning as a fast-growing destination for advisors seeking independence paired with institutional-grade technology and support.
→ Innovative Financial Solutions is the largest of the three additions, contributing roughly $250M in assets and bringing a niche focus on physicians and medical professionals.
→ Horizon Advisory Group adds specialized planning for business owners and clients navigating divorce, further diversifying Savvy’s service capabilities.
→ Savvy has recruited 28 advisors since June alone, signaling accelerated momentum following the Commonwealth-LPL acquisition.
→ The firm is capital-backed, having raised $72M in a Series B earlier this year, led by Industry Ventures, with former LPL CEO Mark Casady joining Savvy’s board.
Rockefeller Snags $3.3-Million Wells Fargo Team in Chicago
Rockefeller Capital Management has added another experienced advisory team from Wells Fargo Advisors, recruiting a Chicago-based group generating $3.3 million in annual revenue. The Hon Capital Partners team, overseeing roughly $400 million in client assets, is led by Robert A. Hon and Emanuel A. Zalants and joined Rockefeller, along with key support staff. The move underscores Rockefeller’s continued focus on prying veteran advisors from wirehouses as it ramps up recruiting following its recent recapitalization.
→ Robert Hon was among the former Credit Suisse brokers who transitioned to Wells Fargo in 2016 after the Swiss bank exited U.S. wealth brokerage.
→ Rockefeller recently recapitalized at a $6.6B valuation and plans to deploy the capital to accelerate advisor hiring.
→ The firm has been on a recruiting tear, adding $2.6B in advisor assets from Morgan Stanley teams since October and a $400M Merrill Lynch team in August.
→ Rockefeller is targeting 250–300 advisor teams long term and was approaching 200 teams earlier this year.
→ The firm’s investor base includes family offices tied to Chanel’s owners, Progeny 3, Abrams Capital, and other ultra-high-net-worth backers.
View Rockefeller Capital Management in FINTRX
Arkadios nabs $700m ex-Commonwealth team
A $700 million advisor team has departed Commonwealth Financial Network to join Arkadios Capital, marking another high-profile move tied to CFN’s pending sale to LPL Financial. Monogram Wealth Partners, a Long Island–based practice led by Maurice Acriche, Louis Rusinowitz, and Alex Rusinowitz, formally shifted their registrations earlier this month after nearly two decades with Commonwealth. The move highlights Arkadios’ growing appeal to advisors seeking independence and custody continuity as CFN prepares to transition off Fidelity’s National Financial Services platform.
→ Monogram Wealth Partners had been with Commonwealth since 2007, having previously joined the broker-dealer from AXA Advisors.
→ Arkadios’ existing custody relationship with Fidelity’s National Financial Services, a legacy CFN custodian, has become a key differentiator amid the LPL acquisition.
→ The firm has actively recruited former Commonwealth teams, including Cannata & Company, as competition intensifies for CFN advisors.
→ Arkadios oversees more than $13B in AUM and supports 250+ advisors across 75 offices nationwide.
View Arkadios Capital in FINTRX
Wells Fargo nabs $3B Merrill team in latest West Coast move
Wells Fargo Advisors has strengthened its West Coast private wealth footprint by recruiting the Munster Freeman Group from Merrill Lynch, adding a $3 billion advisory team with a multi-state presence. The team, now headquartered in Manhattan Beach, California, is led by veterans Bruce Munster and David Freeman alongside Samuel Munster and brings significant production power and experience to Wells as it continues competing aggressively for top wirehouse talent. The firm confirmed advisor compensation will remain largely unchanged in 2026, while introducing new features such as recurring trail payouts on checking account balances.
→ The Munster Freeman Group generated $10.7M in trailing 12-month revenue at Merrill Lynch, signaling a high-producing lift for Wells Fargo Advisors.
→ The team maintains offices in California, Arizona, and Colorado, expanding Wells’ geographic reach across key Western wealth markets.
→ Bruce Munster and David Freeman each bring deep UBS backgrounds, reflecting Wells’ continued success in recruiting seasoned wirehouse advisors.
View Wells Fargo Advisors in FINTRX
Osaic adds LPL, Commonwealth teams with $810m in total assets
Osaic has added two advisory teams overseeing a combined $810 million in client assets, recruiting one team from LPL Financial and another from Commonwealth Financial Network amid disruption tied to LPL’s pending acquisition of Commonwealth. The hires underscore Osaic’s continued success in positioning itself as a landing spot for advisors reevaluating their brokerage relationships as the industry’s competitive landscape shifts. The firm oversees more than $700B in client assets and is backed by private equity firm Reverence Capital Partners.
→ True Wealth Advisors contributes the majority of assets at $705M and becomes the latest in a growing list of teams Osaic has recruited away from LPL.
→ Soundview Financial Group adds a foothold in the Pacific Northwest, strengthening Osaic’s presence in the Seattle–Tacoma market.
→ True Wealth differentiates itself with a “biblically aligned” advice model focused on values- and goals-based financial planning.
→ Osaic has emerged as a key beneficiary of the Commonwealth advisor movement following LPL’s $2.7B acquisition announcement.
Kestra snags $800m Commonwealth firm
Kestra Financial has recruited an $800 million advisory firm from Commonwealth Financial Network as competition intensifies for CFN advisors following its sale to LPL Financial. Boston-area Grandview Partners, a 10-person team serving roughly 650 client households, joins Kestra after six years with Commonwealth, highlighting Kestra’s continued momentum, positioning itself as a scaled service-oriented alternative for growth-minded advisory firms.
→ Grandview Partners was founded in 2019 and is led by Doug Mavilia, Tim Ryan, and Peter Smith, with a collaborative, team-based client service model.
→ Kestra Holdings recently recapitalized with Stone Point Capital and raised $160M in debt to fuel M&A and internal investments.
→ The firm announced plans for a secondary headquarters in Tempe, Arizona, signaling continued national expansion.
→ Recent executive hires reflect Kestra’s push to scale specialized leadership across client experience, legal, and business development functions.
View Kestra Advisory Services in FINTRX
Merit enters Chicago with $1.2bn ex-Commonwealth add
Merit Financial Advisors has entered the Chicago market with the acquisition of Blueprint Wealth Advisors, a former Commonwealth Financial Network affiliate overseeing $1.2 billion in client assets. The deal marks another milestone in a record M&A year for Merit and reflects how LPL Financial’s acquisition of Commonwealth continues to catalyze strategic exits among advisory firms evaluating their long-term growth paths.
→ Blueprint Wealth Advisors is a 20-person firm whose managing partners, Ryan Evans and Nick Wilkins, join Merit as regional directors and equity partners.
→ The acquisition gives Merit new footprints in Chicago, Rockford (IL), and Fitchburg (WI), significantly expanding its Midwest reach.
→ The transaction is Merit’s 52nd deal, continuing momentum fueled by long-term private capital backing and a recently arranged debt facility with Ares Management.
→ Merit now operates more than 55 offices nationwide and manages approximately $21B in assets.
View Merit Financial Advisors in FINTRX
Wells Loses $600-Mln Team to &Partners, Gains $543-Mln Team From J.P. Morgan
Wells Fargo Advisors experienced a week of notable advisor moves, losing a $600 million Illinois-based team to hybrid upstart &Partners while simultaneously recruiting a high-producing New York City team from J.P. Morgan Advisors. The contrasting moves highlight the increasingly competitive push-and-pull between wirehouses and newer partnership-driven platforms offering equity ownership and flexible operating models. Wells reported its strongest recruiting year in over a decade, driven by continued success in attracting wirehouse teams despite elevated advisor turnover.
→ The departing Gold Key Private Wealth team joined &Partners with the promise of equity ownership, payouts as high as 85%, and a boutique-style operating environment.
→ &Partners has built significant momentum in the Chicago area, recruiting four advisor teams with $3.5B in combined assets over the past 18 months.
→ Wells offset the loss by adding the Kolker Group from J.P. Morgan, a $543M team producing nearly $3.4M in annual revenue.
→ The Kolker Group brings deep industry experience, led by 41-year veteran Jack Kolker alongside advisor James Cordon.
View Wells Fargo Advisors in FINTRX
NewEdge Wealth picks up $6B AUM team from Summit Trail Advisors
NewEdge Wealth has landed a high-profile advisor trio from Summit Trail Advisors, recruiting three advisors who collectively managed approximately $6 billion in client assets at the New York–based RIA. The move adds significant scale and experience to NewEdge’s platform and underscores continued advisor mobility among large RIAs as competition for elite teams continues to intensify.
→ Justin Waterman, Sarah Silverio, and Alexander Shapses bring deep institutional experience spanning Barclays, Citi Private Bank, and long-tenured RIAs.
→ NewEdge Capital Group operates a multi-channel model, combining an RIA, independent contractor platform, and broker-dealer under one parent organization.
→ Backed by Parthenon Capital and Waterfall Asset Management, NewEdge has extensive private equity support fueling recruiting momentum.
→ The firm oversees roughly $64B in client assets and supports more than 450 advisors across its platform.
Janney pulls teams with $800M in total from UBS, David Lerner
Janney Montgomery Scott has expanded its advisor ranks by recruiting two teams managing a combined $800 million in client assets from UBS and David Lerner Associates, reinforcing the firm’s ability to attract established practices from both wirehouse and independent broker-dealer platforms. The hires add scale across multiple regions, including Ohio and New York, and reflect continued advisor movement toward regional broker-dealers offering stability and support.
Ameriprise→ GFR & Associates brings the majority of assets at $600M and establishes a new Janney presence in Hudson, Ohio.
→ The GFR team is led by husband-and-wife advisors Garrett and Michele Ferrara, both longtime UBS veterans with roots at Merrill Lynch.
→ Jembelis Kinkel Financial Partners adds $200M in assets and expands Janney’s footprint in Purchase, New York.
View Janney Montgomery Scott in FINTRX
Ameriprise Financial has added Harpland Financial Management, a Houston-based advisory practice overseeing more than $160 million in client assets, from Wells Fargo Clearing Services. The move reflects Ameriprise’s continued success in attracting established teams to its branch channel by emphasizing integrated planning technology, robust service support, and long-term succession resources.
→ Harpland Financial Management is led by advisors Peter Horton and Serena Sneeringer and serves business owners, executives, and retirees.
→ The advisors plan to leverage Ameriprise’s succession planning and mentoring programs to support long-term continuity and growth.
→ Ameriprise has recruited roughly 1,700 experienced advisors over the past five years.
View Ameriprise Financial in FINTRX
Bluespring acquires $1.4bn Kestra affiliate
Bluespring Wealth Partners has completed its eighth acquisition of the year with the purchase of Pittsburgh-based Signature Wealth, a Kestra-affiliated RIA managing approximately $1.4 billion in client assets. The deal underscores Bluespring’s increasingly deliberate strategy of acquiring firms already operating within the Kestra ecosystem, allowing RIAs to scale while preserving service levels and cultural alignment.
→ Signature Wealth is led by CEO Marc Tannenbaum, whose relationship with Kestra spans nearly two decades, dating back to the firm’s NFP ownership.
→ Bluespring is led by former Focus Financial executive Pradeep Jayaraman, who joined the firm last year to accelerate platform growth.
→ Parent Kestra Holdings oversees roughly $142B in client assets and is majority-owned by Stone Point Capital, with Oak Hill Capital as a minority investor.
MAI Capital Management Acquires Another RIA, Surpasses $65 Billion AUM
MAI Capital Management has completed its 17th acquisition of 2024 with the purchase of Los Angeles–based Evoke Advisors, reinforcing what leadership has described as a landmark year for the firm. The deal pushes MAI beyond $65 billion in assets under management across 34 offices and supports its continued national scaling. As part of the expansion, MAI is also strengthening specialized offerings, including family office, tax, and sports and entertainment advisory services, deepening its capabilities for ultra-high-net-worth clients.
→ Evoke Advisors’ leadership, David Hou, Jane Eagle, and Jay Sanders, will join MAI’s newly expanded Office of Managing Partners, signaling a leadership-forward integration strategy.
→ MAI’s Office of Managing Partners structure now spans eight senior leaders overseeing distinct business and client segments.
→ The transaction continues a broader M&A surge across North American wealth management as scaled RIAs race to build national footprints.
View MAI Capital Management in FINTRX
Sanctuary Wealth Adding $4.5 Billion Firm MartinWright Advisory to Its National Network
Sanctuary Wealth has expanded its national network with the addition of MartinWright Advisory, an Atlanta-based firm dedicated to serving ultra-high-net-worth families with an independent, institutionally driven model. Founded by industry veterans Bradley Martin and Margaret Wright, MartinWright brings more than $4.5 billion in client assets previously overseen by its principals, strengthening Sanctuary’s presence in the UHNW segment. The firm operates under a proprietary “3L Framework” emphasizing balance-sheet-first wealth planning for complex households.
→ The firm is led by Bradley Martin and Margaret Wright, whose backgrounds span private banking, RIAs, and institutional asset management.
→ Margaret Wright was previously ranked the #1 Female Wealth Advisor in Georgia and #17 nationally by Forbes while at Truist.
→ MartinWright’s investment team is led by Hugh Merkel, former Head of Clients for U.S. Investment Solutions at Mercer.
→Through Sanctuary and Goldman Sachs Custody Solutions, MartinWright offers institutional-grade services ranging from private capital access to multigenerational education.
View Sanctuary Advisors in FINTRX
$753m Strathmore purchases Richmond RIA, eyes more M&A
Strathmore Capital Advisors has completed its second acquisition of 2025 with the purchase of Richmond, Virginia–based Summit Financial Partners, bringing total assets under management to approximately $753 million. The deal builds on Strathmore’s earlier acquisition of Maryland-based New Potomac Partners and underscores its strategy to create a regionally focused, employee-owned wealth management platform positioned as an alternative to private-equity-backed RIA aggregators.
→ Summit Financial Partners founder Jennifer Luzzatto specializes in guiding clients through major life transitions and has built the firm to serve around 130 households.
→ Strathmore emphasizes multi-generational, employee ownership as a differentiator versus PE-backed consolidators.
→ Summit clients will gain access to Strathmore’s in-house tax capabilities, which leadership views as essential to competing effectively.
View Strathmore Capital Advisors in FINTRX
Annex Wealth acquires $440m Wisconsin RIA
Annex Wealth Management has expanded its footprint in its home state with the acquisition of WFA Asset Management, a Milwaukee-area RIA managing approximately $440 million in client assets. The seven-person firm brings in-house tax preparation and estate planning, strengthening Annex’s holistic wealth capabilities. The deal modestly accelerates Annex’s historically selective M&A approach while reinforcing its focus on cultural alignment and localized, high-touch client service across southeastern Wisconsin.
→ WFA Asset Management is led by principal Nicholas Enea and traces its roots back to 1986, evolving from a niche analytics firm into a full-service RIA.
→ The acquisition marks one of Annex’s few inorganic growth moves, following earlier deals in 2011 and 2020.
→ Annex leadership framed the transaction as a cultural fit amid recent executive turnover, including departures of its president/COO and chief growth officer.
→ Majority-owned by CEO Dave Spano, Annex oversees more than $8B in assets and was recently named among the fastest-growing RIAs in Wisconsin.
View Annex Wealth Management in FINTRX
Exclusive: United Capital buys $4bn Apexium Financial
United Capital Financial Advisors has completed its largest acquisition since its revival under Creative Planning ownership, acquiring Dallas-based Apexium Financial in a deal adding approximately $4 billion in client assets. The transaction represents a pivotal step in United Capital’s post–Goldman Sachs rebuild and underscores its renewed focus on scaling through meaningful, growth-driven M&A. The deal also signals increasing confidence in United Capital’s platform among large, entrepreneurial RIAs seeking scale and expanded resources.
→ Apexium is led by managing partners Robert Brown, Cory Chmelka, and Matthew Marcello, all founders from Capstone Wealth Management.
→ The transaction underscores a shift in RIA M&A toward growth acceleration rather than succession, with Apexium’s leadership largely in their 30s and 40s.
→ United Capital’s brand revival comes after a complex ownership journey from Joe Duran’s original firm to Goldman Sachs and then Creative Planning.
View United Capital Financial Advisors in FINTRX
Beacon Pointe acquires $1.2bn RIA serving women, lawyers
Beacon Pointe Advisors has completed its 12th acquisition of the year with the purchase of Hemington Wealth Management, a $1.2 billion RIA known for its specialized focus on serving women clients. The deal reinforces Beacon Pointe’s strategy of partnering with female-led advisory firms while expanding its niche planning expertise. With leadership expecting 3–5 additional acquisitions before year-end, Beacon Pointe now oversees roughly $55 billion in client assets and continues to position itself as the largest woman-led RIA in the country.
→ Hemington Wealth Management is led by founder Eileen O’Connor and managing director Jen Dawson, with offices in Virginia and Chicago.
→ The firm has built a distinctive niche serving women attorneys and clients navigating major life transitions, including proprietary research and thought leadership.
→ Hemington is the fifth female-led advisory firm Beacon Pointe has acquired this year, reflecting a clear thematic focus in its M&A strategy.
View Beacon Pointe Advisors in FINTRX
Cambridge acquires $1bn Georgia-based IBD
Cambridge Investment Research has expanded its footprint in the Southeast by acquiring Georgia-based independent broker-dealer Dempsey Lord Smith (DLS), a firm overseeing roughly $1 billion in client assets. The transaction brings a 75-person organization under Cambridge’s fully owned platform and reflects a broader industry trend of firms deciding to step away from owning broker-dealers in favor of scaled service and growth infrastructure. The privately held firm supports approximately 4,000 producing advisors and oversees more than $250B in assets across its platforms. Cambridge continues to invest in growth initiatives, including an affiliation with AmeriFlex Group, a partnership with iCapital, and the hiring of a new chief technology officer focused on AI.
→ DLS was founded in 2007 by Jerry Dempsey Jr. after breaking away from Raymond James and employed advisors across 10 states.
→ The firm operated an advisor-friendly payout structure, offering returns as high as 92% for high-producing representatives.
→ DLS leadership cited the need for broader technology, tools, and services as a key driver behind the sale to Cambridge.
View Cambridge Investment Research in FINTRX
Truist, Balentine Advisors Managing $4.8-Bln Partner to Launch Atlanta RIA
Veteran Atlanta wealth managers Margaret Wright and Bradley Martin have launched MartinWright Advisory, a fee-only RIA built around independence and long-term client partnership. The founding advisors previously oversaw a combined $4.8 billion in assets at Truist Wealth and Balentine and are positioning the firm as a fiduciary-first platform designed to serve complex family needs without outside capital or acquisition-driven growth. Wright expects the firm to reach $800M in assets within its first year, reflecting the founders’ focus on ultra-high-net-worth relationships.
→ Wright and Martin contracted with Tru Independence for platform support and selected Goldman Sachs Custody Solutions as custodian.
→ The firm is self-financed and operates under its own Form ADV to maintain full strategic and operational flexibility.
→ MartinWright launched with a six-person team and plans to grow organically by developing junior advisors rather than acquiring books of business.
→ Hugh Merkel, a former Mercer executive, was hired to lead the firm’s investment strategy.
$6B Team Departs UBS to Create Bicoastal RIA
A senior advisory team has broken away from UBS Financial Services to launch a new independent RIA, creating a bicoastal firm with significant scale from day one. Denis Cleary and Greg Devine have formed 71 West Capital Partners, an RIA overseeing approximately $6 billion in client assets, with offices in Boston and Los Angeles. The move reflects continued momentum among ultra-high-net-worth advisory teams opting for independence to gain greater control over client service, strategy, and firm governance.
→ 71 West Capital Partners is led by Denis Cleary as CEO in Boston, with Greg Devine running the Los Angeles office.
→ The firm has selected BNY Pershing for custody and clearing, signaling an institutional-grade operating setup.
→ Cleary and Devine bring long-standing working history, having partnered since 2006, including prior roles at Goldman Sachs.
→ The team serves ultra-high-net-worth individuals, families, and foundations across sectors such as technology, healthcare, private equity, and real estate.
→ The launch adds to a growing wave of UBS breakaways, following a separate $1.4B UBS team launch earlier this fall.
View 71 West Capital Partners in FINTRX
Former Commonwealth-registered advisors in NC launch RIA
A North Carolina advisory team has broken away from Commonwealth Financial Network to launch an independent RIA, formalizing a transition that has been underway for several months. Operating under the long-standing name Pathfinder Wealth Consulting, the firm has received conditional SEC approval to register as an RIA and oversees more than $430 million in client assets across offices in Wilmington and Cary, North Carolina. The launch reflects a growing trend among Commonwealth advisors opting for independence while retaining select platform support in the wake of LPL Financial’s acquisition of the broker-dealer.
→ Pathfinder Wealth Consulting is principally owned by founder and CEO Jason Wheeler and employs 17 team members, including president Rob Penn Jr. and three additional partners.
→ The firm previously custodied roughly $433M in assets, according to Forbes, and traces its roots back to 2005.
→ Pathfinder selected Fidelity’s National Financial Services for custody while maintaining a contracted relationship with Commonwealth for platform services.
→ The RIA agreed to keep an undisclosed portion of assets with Commonwealth as part of its ongoing services arrangement.
View Pathfinder Wealth Consulting in FINTRX