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Advisor Spotlight: Profiling 5 Leading Wealth Managers of Today

FINTRX - Family Office & RIA Database provider has compiled the Advisor Spotlight to highlight five leading wealth managers of today, showcasing their backgrounds, assets under management (AUM), industry and state rankings, industry tenure and more. The following individuals, who all work for rapidly growing firms, are reshaping the industry with their expertise, innovation and client-centric approach. Discover how these dynamic professionals are driving success and setting new standards in the ever-evolving world of private wealth management.


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The financial landscape is constantly evolving, and identifying rapidly growing firms is crucial for staying ahead of the curve. With FINTRX, users can easily uncover these high-growth firms through custom growth metrics and signals. By leveraging the comprehensive database of family offices and registered investment advisors, FINTRX enables users to pinpoint and engage with firms that are experiencing significant expansion. Stay ahead of the competition and tap into the potential of rapidly growing firms with the power of FINTRX's intuitive platform and data-driven insights.

FINTRX also provides valuable metrics such as rep AUM, industry and state rankings which enable asset-raising professionals to gain insights into the performance and positioning of individual registered advisors. Rep AUM allows users to assess the AUM of specific advisors, helping identify top-performing prospects. Industry rank provides a comparative analysis, showcasing how an advisor's AUM ranks against peers within the same industry. State rank offers a similar perspective but focuses on rankings within a specific state, aiding in localized prospecting efforts and understanding regional dynamics. These metrics empower individuals to make data-driven decisions and target advisors with the desired AUM and ranking characteristics for their business objectives.

Individual Rep AUM


Duncan Rolph-1

   

    Duncan Rolph

 
Miracle Mile Advisors, LLC 

Position: Managing Partner
Location: Los Angeles, CA
Estimated Team AUM: $2.8B+
California AUM Rank: 108th
Industry AUM Rank: 580th
Industry Tenure: 19+ Years

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Duncan currently serves as Managing Partner at Miracle Mile Advisors, LLC, stationed at their branch in Los Angeles, California. He is a licensed registered investment advisor in one state and has been a minority stakeholder in the firm since 2012. Duncan advises high-net-worth families on investment policy, portfolio construction, asset allocation, risk management and wealth transfer planning. He has been recognized as a top independent advisor by Barron's and featured in Forbes, Wall Street Journal and CNBC. Duncan previously managed the West Coast region for a $15B investment advisory firm and co-founded a software company, Dealersource, Inc., which he later sold. He has an MBA from the University of Chicago and is involved with several philanthropic organizations including Big Brothers Big Sisters and Cycle for Survival. Before joining Miracle Mile Advisors, Duncan had experience working at Bel Air Investment Advisors LLC and Convergent Wealth Advisors, LLC

 

 

Brian Cooke-1

 

    Brian Cooke

 
Cooke Financial Group 

Position: Partner
Location: Fishers, IN
Estimated Team AUM: $2.2B+
Indiana AUM Rank: 7th
Industry AUM Rank: 777th
Industry Tenure: 31+ Years

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Brian Cooke is a Partner at Cooke Financial Group, which he co-leads with his brother Chris. He has been integral to the evolution of the firm since joining in 1992, including the 2016 merger that launched Sanctuary Wealth. Additionally, he is a dually registered representative with licenses across 29 states. Brian is known for the personal care he provides clients and his expertise in asset allocation, investment consulting and communications. He has helped lead the team to new capabilities in family office services, investment banking and local investments. Brian is an industry leader who has earned recognition from top publications since 1992, including Forbes' #1 Best-in-State Wealth Advisor for Indiana in 2022. Brian accumulated experience in the RIA domain at notable firms such as Prudential Securities Incorporated, Prudential Equity Group, LLC, Wells Fargo Clearing Services, LLC, among others. He holds the CIMA designation and degrees from Indiana University. Outside of work, Brian enjoys tennis, traveling and golf.

 

 

Arthur Ambarik

 

    Arthur Ambarik

 
Perigon Wealth Management, LLC 

Position: CEO
Location: San Francisco, CA
Estimated Team AUM: $3.1B+
California AUM Rank: 101st
Industry AUM Rank: 483rd
Industry Tenure: 20+ Years

View FINTRX Profile >>   

Since Arthur Ambarik became CEO of Perigon Wealth Management in 2013, the firm's assets have skyrocketed from under $150 million to more than $5 billion. Under his leadership, the firm acquired entities like PM Wealth and Nauset Wealth Management. With over 20 years in the industry, including time spent at Ameriprise and LPL, Arthur was listed as a Forbes Best in State Wealth Advisor for California in 2021 and 2022. Perigon has received numerous awards, notably ranking 9th on the 2023 Fastest-Growing RIA list by Financial Advisor Magazine. Arthur graduated with a B.A. in Economics from Williams College and is a licensed advisor in two states. 

 

 

Kay Mayhue

 

    Kay Mayhue

 
Merit Financial Advisors  

Position: President
Location: Alpharetta, GA
Estimated Team AUM: $5.8B+
Georgia AUM Rank: 17th
Industry AUM Rank: 203rd
Industry Tenure: 23+ Years

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Kay has diverse experience as a successor, partner, seller and buyer in the financial advisory industry. She worked her way up to become President of Merit, overseeing $5B in assets. In addition to this, she is a dually registered representative with licenses to operate in 34 states.  Kay is a CFP, AEP, and RFC and has been a critical decision-maker in mergers and acquisitions. She has been recognized as a top female leader and influencer in financial services, winning awards including America's Top Women Wealth Advisors and America's Top Women Wealth Advisors Best-In-State from Forbes/SHOOK. She completed her education at the University of North Texas. Kay is also associated with LPL Financial LLC and Stone Creek Capital Management LLC as an employee. Outside of her professional life, she takes pleasure in traveling and running. 

 

 

Dennis Bielik

 

    Dennis Bielik

 
TCG Advisors, LLC  

Position: Senior Vice President, Managing Partner
Location: Austin, TX
Estimated Team AUM: $2.8B+
Texas AUM Rank: 10th
Industry AUM Rank: 271st
Industry Tenure: 10+ Years

View FINTRX Profile >>

Dennis Bielik is Senior Vice President overseeing the Private Wealth Division at TCG Group Holdings. He has worked in financial services since 2005 at firms like Charles Schwab and TD Ameritrade. Additionally, he is a licensed registered investment advisor in 11 states. At TCG, Dennis provides financial and estate planning, private banking and investment advisory services. He oversees TCG Advisors' operations and relationships. Dennis has been recognized by Forbes as a Best-In-State Wealth Advisor, Top Next-Gen Advisor, and by the Financial Times as a Top 401 Retirement Plan Advisor. He earned his degree from The University of Texas at Arlington and has also made a name for himself as a published author. Outside of his professional life, Dennis enjoys playing basketball and reading.

 

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Disclaimer: This report and accompanying information have been derived using FINTRX-proprietary data. All information contained within is accurate to the best of our knowledge, including--but not limited to--estimated reported AUM (as of Q2 2023), job titles, industry rankings, etc. This report and its data are not intended for reproduction and should not be used as official investment advice. FINTRX does not have any affiliation with any persons or entities included in this report. Any use of this report or its contents is at the sole discretion and responsibility of the user. FINTRX shall not be held liable for any errors or omissions in the information provided herein.


About FINTRX

FINTRX is a leading family office & registered investment advisor (RIA) data intelligence solution that provides comprehensive and reliable data on 3,800+ family offices, 20,000 family office contacts, 40,000 RIAs and 750,000 registered reps. Our platform combines data, analytics and intuitive software to help clients identify potential investment opportunities, connect with investors and clients and stay informed on industry trends and developments.

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At FINTRX, we leverage advanced AI technology to provide accurate and updated information on family offices and RIAs worldwide. FINTRX data is powered by millions of sources, both public and private, which are constantly updated and verified by our 75+ person research team as well as a team of experienced data scientists. This ensures you have access to the most relevant and timely information available.


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